Risk Management and Assessment

Assessment and Management of Risks. The company carries out check-ups and gap analysis aimed to ascertaining the potential risks for an investment firm as a whole or a particular investment service / business division, including the relevant profile of compliance with the rules set by Regulators. The company has developed a Risk Control Assessment methodology of analysis that is based on specific Standard Audit Programs that include, inter alia, the conduct of simulated inspections.

The company also performs complete outsourcing or co-sourcing of Auditing the Risk Management process in order to verify the risk governance through analysis of techniques and methodologies for detecting, measuring, monitoring and managing risks.